Financial Compliance White Papers

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Compliant Statement Archiving and Presentment for Financial Services
sponsored by EMC Corporation
WHITE PAPER: Read this white paper to learn how, by adapting a managed approach to archiving and presenting customer statements, financial services organizations can satisfy regulatory, good governance, and legal requirements.
Posted: 24 Sep 2008 | Published: 24 Sep 2008

EMC Corporation

Facilitating “sound practices” in risk management with IBM OpenPages ORM
sponsored by IBM
WHITE PAPER: This white paper discusses operational risk management (ORM) in the context of "Sound Practices for the Management and Supervision of Operational Risk," a paper from the Basel Committee.
Posted: 08 Feb 2012 | Published: 08 Feb 2012

IBM

Eagle Bank Keeps Deposits and Customer Data Safe
sponsored by Imprivata
WHITE PAPER: This case study highlights one bank's successful enforcement of a strong password policy by implementing a single sign-on (SSO) solution. Read on to learn how you can maintain GLBA compliance, and reduce IT's access management.
Posted: 11 Apr 2014 | Published: 28 Feb 2010

Imprivata

Best Practices in Performance Measurement and Reporting: Understanding the Global Investment Performance Standards
sponsored by Advent Software, Inc
WHITE PAPER: This whitepaper, written in conjunction with Ashland Partners, explains the steps to becoming Global Investment Performance Standards compliant.
Posted: 10 Jul 2008 | Published: 01 Jul 2008

Advent Software, Inc

Expenses, VAT and HMRC Compliance in a Nutshell
sponsored by Concur Technologies
WHITE PAPER: 75% of senior finance leaders say they wish they knew more about employee expenses and VAT reclaim. If you're a member of that overwhelming population, then this e-book is for you. Download now to get a crash course on the often-misunderstood concepts of VAT, compliance, HMRC policies, and expenses.
Posted: 01 Apr 2014 | Published: 30 Nov 2013

Concur Technologies

Best Practices in Performance Measurement and Reporting: Understanding the Global Investment Performance Standards®
sponsored by Advent Software, Inc
WHITE PAPER: Whether you are just starting a compliance program or need to fine-tune your existing process, this document will help you understand the steps involved in becoming GIPS compliant. It is not a substitute for the Standards themselves. It is designed to help you understand the value of compliance, what’s needed to achieve it, pitfalls to avoid.
Posted: 23 Apr 2010 | Published: 23 Apr 2010

Advent Software, Inc

IBM Rational and the Financial Services Sector
sponsored by IBM
WHITE PAPER: Financial services institutions (FSIs) are under tight pressure to reduce cost and risk in the business while improving profitability and enhancing customer satisfaction. But achieving these goals can be a daunting task.  View this paper to explore a systematic approach and key recommendations that FSI should invest in to help tackle these goals.
Posted: 08 Aug 2011 | Published: 08 Aug 2011

IBM

2013 Data Governance Survey Results
sponsored by Rand Secure Data
WHITE PAPER: Check out this informative paper to explore the concept of data governance and why so many of today's organizations lack adequate solutions to this increasingly-difficult challenge. Find out key steps to improve your company's data governance and discover one solution that could perfect your strategy. Read on to learn more.
Posted: 10 Mar 2014 | Published: 09 Oct 2013

Rand Secure Data

Technology Implications of IFRS adoption for U.S. Companies: More than a technical accounting change
sponsored by Deloitte
WHITE PAPER: In this publication, we explore the technology implications associated with IFRS conversion and discuss: Evaluating the potential technology impact; how companies can prepare technology and systems changes related to IFRS adoption; Major differences between U.S. Generally Accepted Accounting Principles (GAAP) and IFRS and much more.
Posted: 28 Jul 2009 | Published: 28 Jul 2009

Deloitte

Compliance Guide: Ensure Social Media Compliance Across Your Organization
sponsored by Hootsuite
WHITE PAPER: Whether you're in the financial, medical, or other industry, there are unique regulatory and legal requirements to consider when interacting on social media. In this informative resource, learn how a social relationship platform can help you manage all the areas of social media compliance,
Posted: 23 Dec 2013 | Published: 23 Dec 2013

Hootsuite